An exploration of the European Union's Markets in Crypto-Assets Regulation (MiCA), a groundbreaking legislative framework aimed at regulating the rapidly evolving crypto-assets market. Designed for investors, crypto-asset service providers (CASPs), regulators, and anyone interested in the future of digital finance, this course delves into the scope, requirements, and implications of MiCA. Through comprehensive content and real-world case studies, participants will gain a thorough understanding of how MiCA seeks to enhance transparency, protect consumers, and foster innovation within the crypto ecosystem.
A comprehensive overview of the Digital Operational Resilience Act (DORA), focusing on its regulatory framework, requirements, and best practices for implementation. Designed for compliance officers, IT managers, risk managers, and financial professionals, this course examines the critical components of DORA, including ICT risk management, incident reporting, third-party risk oversight, and digital operational resilience testing. Through structured modules and practical insights, participants will gain the knowledge necessary to ensure compliance, strengthen operational resilience, and mitigate ICT-related risks.
A thorough exploration of Market Abuse Regulation (MAR), focusing on its regulatory requirements, implications, and best practices for financial institutions and professionals. Designed for compliance officers, legal advisors, financial analysts, and market participants, the course delves into the fundamentals of MAR, including its scope, key definitions, types of market abuse, legal frameworks, compliance obligations, and preventative measures. Through detailed modules, real-world case studies, and interactive discussions, participants will gain the expertise necessary to navigate the complexities of MAR, uphold market integrity, and protect investor interests.
This intro course delves into the intricacies of conducting internal audits under the Markets in Financial Instruments Directive II (MiFID II). Designed for internal auditors, compliance officers, risk managers, and financial professionals, the course provides an in-depth exploration of MiFID II’s regulatory framework, key compliance areas, and best practices for effective auditing. Participants will gain a thorough understanding of MiFID II’s impact on financial institutions, learn to identify and assess compliance risks, and develop strategies to enhance internal audit functions.
An introduction to Best Execution under MiFID II, focusing on regulatory requirements, key execution factors, and practical strategies for financial institutions. Designed for traders, compliance officers, and regulatory professionals, the course covers the principles, policies, and processes required to ensure firms are meeting Best Execution obligations.
A clear and structured overview of integrating Environmental, Social, and Governance (ESG) considerations into MiFID II frameworks. It is designed for compliance officers, portfolio managers, financial advisors, and regulatory professionals who are seeking to understand how ESG factors shape investment decisions, client suitability assessments, reporting, and overall risk management processes. Through targeted modules and practical examples, participants will learn how to meet regulatory obligations, effectively engage clients on sustainability preferences, and enhance their firm’s competitive edge in a rapidly evolving investment landscape.
A comprehensive overview of Product Governance and Oversight under MiFID II, focusing on the regulatory requirements and best practices for financial institutions. Designed for compliance officers, product managers, and financial professionals, the course covers key aspects of MiFID II, including target market identification, product design, distribution strategies, and ongoing monitoring. Through practical examples and concise modules, participants will gain the knowledge necessary to ensure compliance and enhance investor protection.
- Teacher: Constantinos Avgoustou
